ICERM: Arithmetic, Geometry and Computations on K3 surfaces September 16, 2026
Supported by the Simons Foundation
Slides available at edgarcosta.org
The other direction
Two lectures of upper bounds. Reduction gave ρ≤ρ(Xpal), and the obstruction sharpened this upper bound on the rank.
The rank alone does not determine the Picard lattice: it says nothing about the intersection form, nothing about the Galois action, and exhibits no curve.
Today: produce the classes. A lower bound is a curve you can write down, and enough curves with their intersections is the lattice itself.
An analytic approach
Lefschetz (1,1) theorem
A homology class γ∈H2(X, ℤ) is in Pic X if and only if ∫γωX = 0, where ωX is the nonzero holomorphic 2-form ωX on X, unique up to scaling.
H2(X, ℤ) ⟶ℂ, γ↦∫γωX.
Hence, if Π∈ℂ22 represents this map, then we are reduced to finding a (saturated) lattice Λ⊂H2(X, ℤ) of solutions
has real multiplication by the maximal order of ℚ(x)/(x4 − x3 − 3x2 + x + 1).
The first step to show that, under Langlands, it corresponds to a specific Hilbert modular form f, i.e., Jℚ(√(3)) ∼Af. We used this in a recent project, where we show that the 2-isogeny field of Af solves the inverse Galois problem for PSL 2(𝔽16) ⋊C2 ≃17T7.
Our method works just as well for isogenies and projections.
From the equations of X, compute Pic X ⊂H2(X, ℤ) as a Gal (k/k)-module.
Recall Lecture 1: we are doing this via a running example.
A running example inspired by Klein-Mukai
X : x4 + xyzw + y3z + yw3 + z3w = 0 ⊂ℙ3
This example started at a workshop at ICERM about thinking about K3 surfaces on the LMFDB.
It is the ψ=−1/4 fiber of the pencil F1L3, which has generic rank 19, thus rank Pic Xal ≥19.
Matching upper bounds can be deduced by positive characteristic methods: Lectures 1 and 2 give rank Pic Xal ≤19.
The pencil has a symplectic ℤ/7ℤ action. Its coinvariant lattice Ω7=(H2(X,ℤ)ℤ/7ℤ)⊥ has rank 18 and determinant 73.
Pic (Xal)=⟨4⟩⊕Ω7, of determinant 4·73=1372 and saturation index 1.
A running example inspired by Klein-Mukai
Heuristically, one computes Λ≃ℤ19 such that
ΠΛ≈0 Pic (Xal)|B ⊆Λ?⊆ Pic Xal.
We can compute Aut Λ, the isomorphism class seems to be F42 ×PGL (2,7).
No small rational curves: There are no lines, no conics, no twisted cubics.
The "smallest" non-trivial curves that appear are smooth rational quartics.
Lattice computations with Λ predict that there are
133056
smooth rational quartics spanning Λ.
Reconstructing isolated curves from their Hodge classes
Turns out one can compute a bit more for hypersurfaces
φ:H2(X, ℤ) ×H2dR(X/k) →ℂ (γ, ω) ⟼∫γω
Note, if γ∈Pic Xal, then (1)/(2πi)∫γω∈kal for ω∈F1 H2dR(X/k).
Theorem (Movasati-Sertöz)
If γ= [C] ∈H2(X, ℤ) for a curve C ⊂X then from (1)/(2πi)(∫γω)ω∈F1 one can construct an ideal Iγ such that I(C) ⊊Iγ.
Reconstructing isolated curves from their Hodge classes
In favorable circumstances we expect low order equations in Iγ to span I(C). For example, smooth rational curves of degree up to 4 in K3s.
We need "isolated" classes, so elliptic curves are also hard. An elliptic curve C has [C]2 = 0 and moves in a pencil, so its periods do not determine a single curve.
No hope to recover rational curves of degree higher than 4. For d ≥5 one needs a ≥3 before I(C)a is non-zero, and there the Jacobian ideal contributes superfluous equations, so I(C)a ⊊Iγ,a.
Theorem (Cifani-Pirola-Schlesinger)
For a smooth rational quartic curve C ⊂X we have that the equation of the quadric surface containing C generates I[C],2, i.e., I(C)2 = I[C],2.
Reconstructing quadric surfaces
X : x4 + xyzw + y3z + yw3 + z3w = 0 ⊂ℙ3
Pic (X)|B ⊆Λ?⊆ Pic X
Goal
Reconstruct the quadric surfaces containing some of the 133056 smooth rational quartics in X using the curve classes.
Fortunately, there is a small Aut (Λ) orbit of size 336: 133056 = 336 + 1008 + 1176 + 3528 ·3 + 4704 ·3 + 7056 ·9 + 14112 ·3
For each quartic curve C ⊂X, we can compute
I[C],2 = ⟨a0 x2 + ⋯+ a9 w2 ⟩ℂ
that defines a quadric surface Q, such that Q ∩X = C ∪C.
Hence, we expect an orbit of 168 quadrics each containing a pair of quartics.
We aim reconstruct the ten (algebraic!) coefficients of these quadrics.
Reconstructing quadric surfaces
Goal
Reconstruct the ten coefficients ai of these quadrics in a Galois orbit of size 168.
The minimal polynomials have large height about 9k characters, e.g.:
Every computation must be done extremely selectively!
We are presented with same 168 degree field L in 9 different ways.
Isomorphism problem
The abstract isomorphism problem feels hopeless.
Goal
Construct ℚ(ak) ↪L, where L = ℚ(a0, ..., a9) = ℚ(a0).
In our case, we have all the compatible embeddings
σi : ℚ(ak) ↪L ↪ℂ
Thus the isomorphism is given by the solution of the following linear system
{σi(ak)j}i, j ·v = {σi(a0)}i, v ∈ℚ168
Distinct nodes make {σi(ak)j} invertible, so the solution v ∈ℚ168 is unique; the denominators of v are bounded a priori, so enough precision pins v down exactly and the isomorphism is then verified exactly.
In practice it is faster to refine the complex embeddings iteratively: their height is 4k digits, not 120k.
Intersecting the quadric surfaces with the K3 surface
Q : a0 x2 + a1 x y + ⋯+ a9 w2 = 0 ⊂ℙ3, [L := ℚ({ai}i):ℚ] = 168
Goal
Show that Q ∩X decomposes into two quartic curves.
It suffices to show that the singular locus S of Q ∩X consists of 10 distinct reduced points.
Hopeless to do this directly! Operations in L are seriously expensive!
Linear algebra. 😰 Gröbner basis. 😱
One needs to compute S by hand, and clear denominators before that.
Working over 𝔽p we find 10 distinct points.
Hence, S is zero-dimensional and reduced, and deg S ≤10.
We conclude deg S = 10 via Gotzmann regularity theorem, by checking that dim L[x,y,z,w]•/I• = 10 for •= 6,7, where I is saturated and V(I) = S.
Certifying Pic X = Λ
Q : a0 x2 + a1 x y + ⋯+ a9 w2 = 0 ⊂ℙ3, [L := ℚ({ai}i):ℚ] = 168ΛQ := ⟨[C] : C ⊂σ(Q) ∩X, σ: L ↪ℂ ⟩⊆Pic (X)|B ⊆Λ?⊆ Pic X
The inclusion ΛQ ⊆Λ is not explicit!
Nonetheless, Pic X and Λ are saturated in H2(X, ℤ).
Hence, it is sufficient to show that rank ΛQ = rank Λ= 19.
We can do this in two ways:
Compute the intersections of these 336 curves with each other over 𝔽p.
Certify that these correspond to the original classes.
Showing that there are at most 66528 distinct quadrics. Can be done over ℂ.
This establishes a bijection between quadric surfaces and the 168 pairs of quartic curve classes that they correspond to.
Pic X = Λ
Computing the Galois action
Q : a0 x2 + a1 x y + ⋯+ a9 w2 = 0 ⊂ℙ3, [L := ℚ({ai}i):ℚ] = 168
Q ∩X decomposes into a pair of quartics over K a quadratic extension of L.
Goal
Compute K and Gal (K/ℚ) acting on ΛQ.
Via the identification with the original classes we have (1)/(2 πi) ( ∫C ω)ω∈F1 ∈K21.
These can be reconstructed in the same fashion as we reconstructed ai.
Unclear how to certify this step! What are the denominators of (1)/(2 πi) ∫C ω?
For Q smooth, K = L(√(disc Q)) [Costa-Sertöz].
Computing the Galois action
Q : a0 x2 + a1 x y + ⋯+ a9 w2 = 0 ⊂ℙ3, [L := ℚ({ai}i):ℚ] = 168
Q ∩X decomposes into a pair of quartics over K a quadratic extension of L.
Goal
Compute K and Gal (K/ℚ) acting on ΛQ.
The direct computation of Gal (K/ℚ) looks hopeless.
We guess that K = F(√([)14]u) where [F : ℚ] = 24 and Gal (F/ℚ) = C3 ×PGL (2,7).
Note, #Gal (F/ℚ) is 14 times smaller than #Aut Pic X.
There is a new paper about computing Galois groups of this kind of polynomial [Elsenhans-Steel].
Can we compute Gal (K/ℚ)?
Gal (K/ℚ) ?= Aut Λ?
H1(Gal (k/k), Pic X) = ?
Summary
Theorem (C-Sertöz)
The quartic surface X : x4 + xyzw + y3 z + yw3 + z3 w = 0 ⊂ℙ3 has Pic X = Λ, generated by quartics over a quadratic extension of L := ℚ({ai}i).
We are still developing the method and figure out its applications/limitations.
Wanna be a Theorem (C-Sertöz)
There is a practical algorithm to compute the saturation of the lattice generated by rational curves of degree up to 4.
Do you have a challenge K3 surface for us?
We are trying to cover all the K3 surfaces given by five nomials.
Periods computed for all 161 examples; most work with very little precision.
Mukai (X153): 336 curves; the quadric coefficients generate a degree-168 field.
X110 is much worse than Mukai: the degree-288 polynomial is recovered, but compatible inclusion into a degree-576 field is still stuck.